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Seventh Notice Regarding Disposition of LBI Estate Securities - February 18, 2014

NEW YORK, Feb. 18, 2014 /PRNewswire-USNewswire/ -- James W. Giddens, Trustee for the liquidation of Lehman Brothers Inc. (LBI) under the Securities Investor Protection Act, in keeping with his statutory duty and ongoing focus of maximizing the value of the LBI general estate, along with his counsel at Hughes Hubbard & Reed LLP, continues to implement a strategy to liquidate securities and raise cash for distributions to customers and general creditors. 

With the advice and consent of the Securities Investor Protection Corporation and in consultation with advisors to major creditor constituencies, the Trustee retained Miller Buckfire & Co., LLC. and Stifel Fixed Income to help sell all remaining securities. 

Consistent with the procedures outlined in the Notice dated February 12, 2014 (available at www.lehmantrustee.com), Miller Buckfire and Stifel Fixed Income are offering Pool 1, Pool 2, and Pool 3 for sale. The composition of these pools is listed in Exhibit A of this notice.

  • Bids should be sent to [email protected] no later than 2:00pm Eastern Time on Friday, February 28, 2014 with the following information:
    • Buyer Contact Information
    • Pool Number
    • Bid Price
  • Miller Buckfire / Stifel will notify winning bidders no later than 4:00pm Eastern Time on Friday, February 28, 2014.
  • Bidders will bid on the entire pool.
  • All securities will be delivered to the winning bidder. Securities will be delivered to the winning bidder as quickly as the satisfaction of potential administrative issues allow. The Trustee, Miller Buckfire and Stifel make no representation as to the transferability or ability to register sold securities in a specific timeframe.
  • An Intralinks data room has been set up to assist bidders with potential diligence. None of the Trustee, Miller Buckfire & Co., LLC and Stifel Fixed Income or their respective affiliates or representatives, makes any representation or warranty, expressed or implied, as to the accuracy or completeness of the information contained. Bidders should rely upon their own diligence to determine their interest in bidding on any given pool. Requests for Intralinks access can be made to: [email protected]
  • The pools will have reserve prices set at the discretion of the Trustee and Miller Buckfire/ Stifel.  

Sales inquiries can be made to:

Al Lhota

Senior Managing Director

[email protected]

T: +1 203 717 6524

Matthew Stewart

Vice President

[email protected]

T: +1 203 717 6483

Media Contact for the Trustee
Jake Sargent
[email protected]
202-569-5086

THE SECURITIES SOLD IN ANY AUCTION HAVE NOT BEEN AND WILL NOT BE REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ACT), AND MAY NOT BE OFFERED OR SOLD IN THE UNITED STATES OR TO, OR FOR THE BENEFIT OF, U.S. PERSONS ABSENT REGISTRATION UNDER, OR AN APPLICABLE EXEMPTION FROM, THE REGISTRATION REQUIREMENTS OF THE ACT AND APPLICABLE STATE SECURITIES LAW.  THIS PRESS RELEASE DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY THE AUCTION SECURITIES, AND SHALL NOT CONSTITUTE AN OFFER, SOLICITATION OR SALE IN ANY JURISDICTION IN WHICH, OR TO ANY PERSONS TO WHOM, SUCH OFFERING, SOLICITATION OR SALE WOULD BE UNLAWFUL.

Pool 1: MBS & Structured Products

Lehman

Real

Security


Cusip

CUSIP/ISN

Description

Quantity

058521AL9

058521AL9

BALLANTYNE RE PLC ASTBK/SERIES 2006-1 C-2-FI

170,000,000.0

87215KAA1

87215KAA1

TWLB 99-AA SER98-A

73,049,000.0

XX9N35683

86357KAC7

ATT STRIP CLASS

10,000,000.0

XX9N33582

86357KAA1

VERIZON ZTF

10,000,000.0

058521AK1

058521AK1

BALLANTYNE RE PLC ASTBK/SERIES 2006-1 C-1-FI

8,000,000.0

834491AB8

009314750

SOMERS CDO LTD SUB NT

6,000,000.0

876002AA4

US876002AA41

TANZANITE 2004-1 TR,0% NTS 02/06/2014 USD1000 '1

3,372,045.0

87215QAA8

87215QAA8

T & W FDG VII LLC SER 1997-A LEASED BAKED

3,101,785.0

14984XAF5

14984XAF5

CEAGO ABS CDO LTD, SERIES 2007-1 CLASS D 1

2,500,000.0

87215QAB6

87215QAB6

T & W FDG VII LLC SER 1997-A LEASED BAKED

2,283,840.0

524925AA2

524925AA2

TWLB 98 AA ASSETBL LEASE

1,917,650.0

G78158BX2

G78158BX2

***SASCO ARC CO SERIES 2005-9XS CL B REG-S

1,300,000.0

XX9N36153

21099ACJ2

CONTINENTAL AUTO RECEIVABLES 12%

500,000.0

38136VAB4

US38136VAB45

GOLDENTREE LN OPP 2007-5, 20211018 FLT

500,000.0

876004AA0

US876004AA07

TANZANITE HFRX TRACKER NOTE TRACKER NOTE ON HFRX SEP09-MATREG D R/MD 0

350,000.0

71528QAJ5

71528QAJ5

PERSEUS CDO I LTD, CORP, SUB NTS CLASS-D1 1

200,000.0

911909BG3

911909BG3

U S HOME MTG CAP CORP-GNMA CTF BACKED SER 14

53,000.0

23321PUA4

23321PUA4

DLJ MORTGAGE ACCEPTANCE CORPORATION MTGPC/SE

37,207.0

228231AL0

228231AL0

CROWN CITY CDO 2005-2 LTD, /LLC SERIES 2005

1,000.0

228231AJ5

228231AJ5

CROWN CITY CDO 2005-2 LTD, /NT CL-D FL144A12

1,000.0

39807FAB5

024110141

GREYST 06-1B

1,000.0

111411898

111411898

DEUSTCHE BANK ALT A RALI 07-QO2 RIII 32547D0

1.0

761118NT1

761118NT1

RALI SERIES 2005-QO4 TRUST MTGPC/SERIES 2005

1.0

761118NU8

761118NU8

RALI SERIES 2005-QO4 TRUST MTGPC/SERIES 2005

1.0

761118SX7

761118SX7

RALI SERIES 2006-QO1 TRUST MTGPC/SERIES 2006

1.0

761118SY5

761118SY5

RALI SERIES 2006-QO1 TRUST MTGPC/SERIES 2006

1.0

75114GAS8

75114GAS8

RALI SERIES 2006-QO4 TRUST MTGPC/SERIES 2006

1.0

75114GAT6

75114GAT6

RALI SERIES 2006-QO4 TRUST MTGPC/SERIES 2006

1.0

75114GAU3

75114GAU3

RALI SERIES 2006-QO4 TRUST MTGPC/SERIES 2006

1.0

75114HAZ0

75114HAZ0

RALI SERIES 2006-QO5 TRUST MTGPC/SERIES 2006

1.0

75114HBA4

75114HBA4

RALI SERIES 2006-QO5 TRUST MTGPC/SERIES 2006

1.0

75114NAP9

75114NAP9

RALI SERIES 2006-QO6 TRUST MTGPC/SERIES 2006

1.0

75114NAQ7

75114NAQ7

RALI SERIES 2006-QO6 TRUST MTGPC/SERIES 2006

1.0

761118HY7

761118HY7

RALI SERIES TRUST MTGPC/SERIES 2005-QO2 R-I

1.0

761118HZ4

761118HZ4

RALI SERIES TRUST MTGPC/SERIES 2005-QO2 R-II

1.0

75115FBB5

75115FBB5

RALI SERIES TRUST MTGPC/SERIES 2005-QO8 R-I

1.0

75115FBC3

75115FBC3

RALI SERIES TRUST MTGPC/SERIES 2005-QO8 R-II

1.0

75115FBD1

75115FBD1

RALI SERIES TRUST MTGPC/SERIES 2005-QO8 R-II

1.0

75115GAK4

75115GAK4

RALI SERIES TRUST MTGPC/SERIES 2006-QH1 R-I

1.0

75115GAL2

75115GAL2

RALI SERIES TRUST MTGPC/SERIES 2006-QH1 R-II

1.0

751153AQ0

751153AQ0

RALI SERIES TRUST MTGPC/SERIES 2006-QO10R-I

1.0

751153AR8

751153AR8

RALI SERIES TRUST MTGPC/SERIES 2006-QO10R-II

1.0

751150BA0

751150BA0

RALI SERIES TRUST MTGPC/SERIES 2006-QO7 R-I

1.0

751150BB8

751150BB8

RALI SERIES TRUST MTGPC/SERIES 2006-QO7 R-II

1.0

751150BC6

751150BC6

RALI SERIES TRUST MTGPC/SERIES 2006-QO7 R-II

1.0

751150BD4

751150BD4

RALI SERIES TRUST MTGPC/SERIES 2006-QO7 RX 1

1.0

74922HAM4

74922HAM4

RALI SERIES TRUST MTGPC/SERIES 2007-QH1 R-I

1.0

74922HAN2

74922HAN2

RALI SERIES TRUST MTGPC/SERIES 2007-QH1 R-II

1.0

74922HAQ5

74922HAQ5

RALI SERIES TRUST MTGPC/SERIES 2007-QH1 R-II

1.0

74922JAM0

74922JAM0

RALI SERIES TRUST MTGPC/SERIES 2007-QH2 R-I

1.0

74922JAN8

74922JAN8

RALI SERIES TRUST MTGPC/SERIES 2007-QH2 R-II

1.0

74922JAP3

74922JAP3

RALI SERIES TRUST MTGPC/SERIES 2007-QH2 R-II

1.0

74922WAP4

74922WAP4

RALI SERIES TRUST MTGPC/SERIES 2007-QH3 R-I

1.0

74922WAQ2

74922WAQ2

RALI SERIES TRUST MTGPC/SERIES 2007-QH3 R-II

1.0

74922WAR0

74922WAR0

RALI SERIES TRUST MTGPC/SERIES 2007-QH3 R-II

1.0

74922TAP1

74922TAP1

RALI SERIES TRUST MTGPC/SERIES 2007-QH4 R-I

1.0

74922TAQ9

74922TAQ9

RALI SERIES TRUST MTGPC/SERIES 2007-QH4 R-II

1.0

74922TAR7

74922TAR7

RALI SERIES TRUST MTGPC/SERIES 2007-QH4 R-II

1.0

74922AAM9

74922AAM9

RALI SERIES TRUST MTGPC/SERIES 2007-QH6 R-I

1.0

74922AAN7

74922AAN7

RALI SERIES TRUST MTGPC/SERIES 2007-QH6 R-II

1.0

74922AAP2

74922AAP2

RALI SERIES TRUST MTGPC/SERIES 2007-QH6 R-II

1.0

75115LAU1

75115LAU1

RALI SERIES TRUST MTGPC/SERIES 2007-QH7 R-I

1.0

75115LAV9

75115LAV9

RALI SERIES TRUST MTGPC/SERIES 2007-QH7 R-II

1.0

75115LAW7

75115LAW7

RALI SERIES TRUST MTGPC/SERIES 2007-QH7 R-II

1.0

75115LAX5

75115LAX5

RALI SERIES TRUST MTGPC/SERIES 2007-QH7 R-IV

1.0

74924EAL1

74924EAL1

RALI SERIES TRUST MTGPC/SERIES 2007-QH8 R-II

1.0

749241AD7

749241AD7

RALI SERIES TRUST MTGPC/SERIES 2007-QH9 R-I

1.0

749241AE5

749241AE5

RALI SERIES TRUST MTGPC/SERIES 2007-QH9 R-II

1.0

75115YAQ2

75115YAQ2

RALI SERIES TRUST MTGPC/SERIES 2007-QO1 R-I

1.0

75115YAR0

75115YAR0

RALI SERIES TRUST MTGPC/SERIES 2007-QO1 R-II

1.0

74923TAP0

74923TAP0

RALI SERIES TRUST MTGPC/SERIES 2007-QO3 R-I

1.0

74923TAQ8

74923TAQ8

RALI SERIES TRUST MTGPC/SERIES 2007-QO3 R-II

1.0

74923LAP7

74923LAP7

RALI SERIES TRUST MTGPC/SERIES 2007-QO4 R-I

1.0

74923LAQ5

74923LAQ5

RALI SERIES TRUST MTGPC/SERIES 2007-QO4 R-II

1.0

74924AAH8

74924AAH8

RALI SERIES TRUST MTGPC/SERIES 2007-QO5 R-I

1.0

74924AAJ4

74924AAJ4

RALI SERIES TRUST MTGPC/SERIES 2007-QO5 R-II

1.0

761118KY3

761118KY3

RALI TRUST MTGPC/SERIES 2005-QO3 R-I-VAR RAT

1.0

75115HAT3

75115HAT3

RALI TRUST MTGPC/SERIES 2006-QO9 R-III-VAR R

1.0

75115HAS5

75115HAS5

RALI TRUST MTGPC/SERIES 2006-QO9 R-II-VAR RA

1.0

75115HAR7

75115HAR7

RALI TRUST MTGPC/SERIES 2006-QO9 R-I-VAR RAT

1.0

75115HAU0

75115HAU0

RALI TRUST MTGPC/SERIES 2006-QO9 R-IV-VAR RA

1.0

75116EAP7

75116EAP7

RALI TRUST MTGPC/SERIES 2007-QH5 R-I 144A-VA

1.0

75116EAQ5

75116EAQ5

RALI TRUST MTGPC/SERIES 2007-QH5 R-II 144A-V

1.0

75116EAR3

75116EAR3

RALI TRUST MTGPC/SERIES 2007-QH5 R-III 144-V

1.0

75116EAT9

75116EAT9

RALI TRUST MTGPC/SERIES 2007-QH5 R-IV 144A-V

1.0

75116AAQ3

75116AAQ3

RALI TRUST SERIES 2007-QO2 CLASS R-I

1.0

75116AAR1

75116AAR1

RALI TRUST SERIES 2007-QO2 CLASS R-II

1.0

761118EU8

761118EU8

RESIDENTIAL ACCREDIT LNS INC, SERIES 2005-QO1

1.0

761118EV6

761118EV6

RESIDENTIAL ACCREDIT LNS INC, SERIES 2005-QO1

1.0

761118QR2

761118QR2

RESIDENTIAL ACCREDIT LNS INC, SERIES 2005-QO5

1.0

761118QS0

761118QS0

RESIDENTIAL ACCREDIT LNS INC, SERIES 2005-QO5

1.0

761118XB9

761118XB9

RESIDENTIAL ACCREDIT LNS INC, SERIES 2006-QO3

1.0

761118XC7

761118XC7

RESIDENTIAL ACCREDIT LNS INC, SERIES 2006-QO3

1.0

761118WL8

761118WL8

RESIDENTIAL ACCREDIT LNS INC, SERIES 2006-QO2

1.0

761118WM6

761118WM6

RESIDENTIAL ACCREDIT LNS INC, SERIES 2006-QO2

1.0

393505AU6

393505AU6

GREEN TREE FINCL CORP, FORMERLY G/T/A INC, TO

0.0

Pool 2: Municipals

Lehman

Real

Security


Cusip

CUSIP/ISN

Description

Quantity

656570AB4

656570AB4

NORTEX HSG FIN CORP, TEX SGLFAM REV CUST RCPT

2,406,250.0

951846BJ2

951846BJ2

WEST CENTRAL TEX HSG FIN CORP, SGL FAM REV CU

1,968,750.0

206058AB5

206058AB5

CONCHO VLY TEX HSG FIN CORP, SGL FAM REV CUST

875,000.0

575851YD6

575851YD6

MASSACHUSETTS ST H&E FACSAUTH REV NEW ENGLAN

20,000.0

1964786F3

1964786F3

COLORADO HSG FIN AUTH RESIDUAL INT-TRS-SER L

5,000.0

XX9L00319

196345BJ0

COLORADO CTR MET DIST COLO LTD, TAX&SPL REV S

1,526.0

XX9L03778

XX9L03778

LAREDO TEXAS HSG FIN CORP SINGLE FAMILY MTG

100.0

XX9L05194

XX9L05194

LEON CNTY FLA HSG FIN AUTH SINGLE FAMILY MTG

100.0

XX9L05197

XX9L05197

ORANGE COUNTY HSG FIN AUTH

100.0

133334CS9

133334CS9

CAMERON CNTY TEX HSG FIN CORP, SINGLE FAM MTG

100.0

684505CB4

684505CB4

ORANGE CNTY FLA HSG FIN AUTH S SINGLE FAM MT

100.0

722900HK6

722900HK6

PINELLAS CNTY FLA HSG FIN AUTH SINGLE FAM HS

100.0

975789AW8

975789AW8

WINTER GARDEN TEX HSG FIN CORP, SINGLE FAM MT

100.0

309512AB7

US309512AB78

FARMERS BRANCH TEX HSG FIN COR, S

50.0

100340BP2

100340BP2

BOSSIER PUB TR FING AUTH LA SI MTG REV REF

50.0

XX9L03777

XX9L03777

HIDALGO CNTY TEX HSG FIN CORP SINGLE FAMILY

1.0

Pool 3: Lehman-related Securities

Lehman

Real

Security


Cusip

CUSIP/ISN

Description

Quantity

524ESCWH9

US524ESCWH97

LEHMAN BROS HLDGS INC ESCROW CUSIP

22,505,000.0

524909BE7

524909BE7

LEHMAN BROS HLDGS INC, REG D PUT CERTIFICATE

9,927,050.0

524909BD9

524909BD9

LEHMAN BROS HLDGS INC, PUT CERTIFICATE ON S&P

4,850,000.0

525ESCRB7

US525ESCRB73

LEHMAN BROS HLDGS INC ESCROW CUSIP

4,110,000.0

52518V719

52518V719

WTS LEHMAN BROS FIN S A ZERO STK CPU CALL WT

3,500,000.0

524ESCWZ9

524ESCWZ9

LEHMAN BROS HLDGS INC, ESCROW CUSIP

3,300,000.0

524908VD9

US524908VD93

LEHMAN BROS HLDGS INC LBT EQUITY NOTE LINKED TO

2,800,000.0

52518V776

52518V776

WTS LEHMAN BROS FIN S A CALL 0 STK CEU WT ON

2,500,000.0

524908VE7

US524908VE76

LEHMAN BROS HLDGS INC LBT EQUITY NOTE LINKED TO

925,000.0

524908HX1

524908HX1

LEHMAN BROS HLDGS INC, REG D DISC CERTIFICATE

426,000.0

52518V750

52518V750

WTS LEHMAN BROS FIN S A BEST 9 OF 10 CALL WT

400,000.0

525188108

525188108

LEHMAN TAX FREE RESERVES INC, MONEY MARKET FU

100,000.0

524908365

524908365

WTS LEHMAN BROS HLDGS INC, HFRX GLOBAL HEDGE

18,308.0

52518Q132

US52518Q1325

LEHMAN BROS INC CUST RCPTS PFD, VAR CUS RCPT 5

18.0

52520D129

US52520D1292

WTS LEHMAN BROS SECURITIES NV PERIODIC RESET EURO CALL HFRX GLOBAL TRA

6.0

SOURCE Office of the Trustee for the Liquidation of Lehman Brothers Inc.

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