|By PR Newswire||
|March 5, 2014 02:40 PM EST||
BOSTON, March 5, 2014 /PRNewswire/ -- Jeffrey Bauer, president of Angell Pension Group, a national leader in third-party pension plan administration and compliance, has become a partner at Regulatory Compliance, a national leader in providing comprehensive broker-dealer and investment adviser compliance services. This partnership will give clients access to the extensive compliance expertise and resources of both firms. Angell Pension Group is headquartered in Providence, Rhode Island, and Regulatory Compliance has offices in Boston, New York City and southern New England.
"There is a natural synergy between the firms and their compliance services," says Bauer. "Over the past 25 years, Regulatory Compliance CEO Steve Sussman has built a foundation for growth through high-level talent and support services. We share similar philosophies on the importance of providing hands-on customized service to our clients, and doing so staffed with professionals who have deep, practical experience as either regulators or industry experts in each of their fields. Our staff is a critical component of service excellence and growth, and the marketplace itself is poised for growth with the government's focus on creating new regulations."
Regulatory Compliance's strong growth has been buttressed by key additions to the firm's executive ranks, including Mark Alcaide, MBA, CPA, to its management team as chief operating officer and chief financial officer. Alcaide brings more than 20 years of experience in operations and finance in the financial services industry. Seasoned sales executive Marcy Kalat has also joined the firm as West Coast director of sales, and additional compliance services and professional compliance staff has been added.
"Mark Alcaide joining Regulatory Compliance as COO adds to my confidence that the firm is poised to go to higher and higher growth levels," says Bauer. "The infrastructure and staff are in place to support expansion of the firm."
"Our substantially deepened capabilities and infrastructure investments allow us to bring enhanced services to additional clients," adds Alcaide. "In light of the increased level of SEC scrutiny of investment advisers and broker-dealers, we are perfectly positioned to help clients navigate these choppy waters."
An indication of the firm's growing presence in the industry is Regulatory Compliance recently being selected as a preferred compliance vendor by one of the nation's largest brokerage firms. The program includes nationally recognized providers in the financial services business and offers third-party compliance services to financial advisers.
"Our focus is on helping firms create a risk-based compliance culture to avoid regulatory issues," says Regulatory Compliance CEO Steve Sussman.
For more information on Regulatory Compliance Conference Unplugged, visit RCunplugged.com or contact Sarah Vaira at 603-216-8919 or [email protected] or visit RegulatoryCompliance.com.
About Regulatory Compliance
Regulatory Compliance brings 25 years of experience to assisting broker-dealers and investment advisers in meeting critical compliance requirements and regulatory filing deadlines. Our seasoned professionals are highly skilled in navigating the complex FINRA, SEC and state registration processes and keeping registered firms in compliance with securities regulations. Firms receive ongoing compliance support through our PartnerProgram, selecting the level of proactive support that best meets their needs - from testing and exams to FinOp services, compliance manuals, continuing education and more.
About Angell Pension Group
Founded in 1971 as an actuarial consulting firm, Angell Pension Group is one of the nation's oldest and largest third-party administration and compliance firms, providing services to more than 3,000 clients nationwide. The firm provides a full array of administrative, actuarial, Section 125 and nonqualified services, focusing on keeping clients' retirement and benefit programs in compliance. We seek out top-notch talent and hire only the best and brightest professionals who can provide outstanding client service. Expert planning, careful documentation, efficient management and compliance-related testing are our specialty, as we service the needs of qualified retirement plans through payroll integration.
Sarah Vaira, Operations Manager
SOURCE Regulatory Compliance
It's easy to assume that your app will run on a fast and reliable network. The reality for your app's users, though, is often a slow, unreliable network with spotty coverage. What happens when the network doesn't work, or when the device is in airplane mode? You get unhappy, frustrated users. An offline-first app is an app that works, without error, when there is no network connection.
Feb. 11, 2016 11:00 PM EST Reads: 225
Data-as-a-Service is the complete package for the transformation of raw data into meaningful data assets and the delivery of those data assets. In her session at 18th Cloud Expo, Lakshmi Randall, an industry expert, analyst and strategist, will address: What is DaaS (Data-as-a-Service)? Challenges addressed by DaaS Vendors that are enabling DaaS Architecture options for DaaS
Feb. 11, 2016 10:45 PM EST Reads: 359
One of the bewildering things about DevOps is integrating the massive toolchain including the dozens of new tools that seem to crop up every year. Part of DevOps is Continuous Delivery and having a complex toolchain can add additional integration and setup to your developer environment. In his session at @DevOpsSummit at 18th Cloud Expo, Miko Matsumura, Chief Marketing Officer of Gradle Inc., will discuss which tools to use in a developer stack, how to provision the toolchain to minimize onboa...
Feb. 11, 2016 10:00 PM EST Reads: 119
Cognitive Computing is becoming the foundation for a new generation of solutions that have the potential to transform business. Unlike traditional approaches to building solutions, a cognitive computing approach allows the data to help determine the way applications are designed. This contrasts with conventional software development that begins with defining logic based on the current way a business operates. In her session at 18th Cloud Expo, Judith S. Hurwitz, President and CEO of Hurwitz & ...
Feb. 11, 2016 07:00 PM EST Reads: 270
As someone who has been dedicated to automation and Application Release Automation (ARA) technology for almost six years now, one of the most common questions I get asked regards Platform-as-a-Service (PaaS). Specifically, people want to know whether release automation is still needed when a PaaS is in place, and why. Isn't that what a PaaS provides? A solution to the deployment and runtime challenges of an application? Why would anyone using a PaaS then need an automation engine with workflow ...
Feb. 11, 2016 05:15 PM EST Reads: 216
SYS-CON Events announced today that Catchpoint Systems, Inc., a provider of innovative web and infrastructure monitoring solutions, has been named “Silver Sponsor” of SYS-CON's DevOps Summit at 18th Cloud Expo New York, which will take place June 7-9, 2016, at the Javits Center in New York City, NY. Catchpoint is a leading Digital Performance Analytics company that provides unparalleled insight into customer-critical services to help consistently deliver an amazing customer experience. Designed...
Feb. 11, 2016 05:00 PM EST Reads: 387
The cloud competition for database hosts is fierce. How do you evaluate a cloud provider for your database platform? In his session at 18th Cloud Expo, Chris Presley, a Solutions Architect at Pythian, will give users a checklist of considerations when choosing a provider. Chris Presley is a Solutions Architect at Pythian. He loves order – making him a premier Microsoft SQL Server expert. Not only has he programmed and administered SQL Server, but he has also shared his expertise and passion w...
Feb. 11, 2016 04:30 PM EST
With the proliferation of both SQL and NoSQL databases, organizations can now target specific fit-for-purpose database tools for their different application needs regarding scalability, ease of use, ACID support, etc. Platform as a Service offerings make this even easier now, enabling developers to roll out their own database infrastructure in minutes with minimal management overhead. However, this same amount of flexibility also comes with the challenges of picking the right tool, on the right ...
Feb. 11, 2016 04:15 PM EST Reads: 178
SYS-CON Events announced today that FalconStor Software® Inc., a 15-year innovator of software-defined storage solutions, will exhibit at SYS-CON's 18th International Cloud Expo®, which will take place on June 7-9, 2016, at the Javits Center in New York City, NY. FalconStor Software®, Inc. (NASDAQ: FALC) is a leading software-defined storage company offering a converged, hardware-agnostic, software-defined storage and data services platform. Its flagship solution FreeStor®, utilizes a horizonta...
Feb. 11, 2016 04:00 PM EST
SYS-CON Events announced today that Interoute, owner-operator of one of Europe's largest networks and a global cloud services platform, has been named “Bronze Sponsor” of SYS-CON's 18th Cloud Expo, which will take place on June 7-9, 2015 at the Javits Center in New York, New York. Interoute is the owner-operator of one of Europe's largest networks and a global cloud services platform which encompasses 12 data centers, 14 virtual data centers and 31 colocation centers, with connections to 195 ad...
Feb. 11, 2016 03:45 PM EST Reads: 409
SYS-CON Events announced today that (ISC)²® (“ISC-squared”) will exhibit at SYS-CON's 18th International Cloud Expo®, which will take place on June 7-9, 2016, at the Javits Center in New York City, NY. Two leading non-profits focused on cloud and information security, (ISC)² and Cloud Security Alliance (CSA), developed the Certified Cloud Security Professional (CCSP) certification to address the increased demand for cloud security expertise due to rapid growth in cloud. Recently named “The Next...
Feb. 11, 2016 03:00 PM EST
The Art of DevOps provides a fun overview to help teams understand DevOps. Written in the style of the famous 6th century Chinese manuscript “The Art of War,” this eBook describes DevOps in the form of a mission to continuously deliver assets to the operational battlegrounds safely, securely, and quickly. It’s a fun read with valuable insights.
Feb. 11, 2016 02:45 PM EST
SYS-CON Events announced today that Alert Logic, Inc., the leading provider of Security-as-a-Service solutions for the cloud, will exhibit at SYS-CON's 18th International Cloud Expo®, which will take place on June 7-9, 2016, at the Javits Center in New York City, NY. Alert Logic, Inc., provides Security-as-a-Service for on-premises, cloud, and hybrid infrastructures, delivering deep security insight and continuous protection for customers at a lower cost than traditional security solutions. Ful...
Feb. 11, 2016 02:45 PM EST Reads: 441
Join us at Cloud Expo | @ThingsExpo 2016 – June 7-9 at the Javits Center in New York City and November 1-3 at the Santa Clara Convention Center in Santa Clara, CA – and deliver your unique message in a way that is striking and unforgettable by taking advantage of SYS-CON's unmatched high-impact, result-driven event / media packages.
Feb. 11, 2016 01:45 PM EST
The Quantified Economy represents the total global addressable market (TAM) for IoT that, according to a recent IDC report, will grow to an unprecedented $1.3 trillion by 2019. With this the third wave of the Internet-global proliferation of connected devices, appliances and sensors is poised to take off in 2016. In his session at @ThingsExpo, David McLauchlan, CEO and co-founder of Buddy Platform, will discuss how the ability to access and analyze the massive volume of streaming data from mil...
Feb. 11, 2016 01:45 PM EST