|By PR Newswire||
|March 5, 2014 02:40 PM EST||
BOSTON, March 5, 2014 /PRNewswire/ -- Jeffrey Bauer, president of Angell Pension Group, a national leader in third-party pension plan administration and compliance, has become a partner at Regulatory Compliance, a national leader in providing comprehensive broker-dealer and investment adviser compliance services. This partnership will give clients access to the extensive compliance expertise and resources of both firms. Angell Pension Group is headquartered in Providence, Rhode Island, and Regulatory Compliance has offices in Boston, New York City and southern New England.
"There is a natural synergy between the firms and their compliance services," says Bauer. "Over the past 25 years, Regulatory Compliance CEO Steve Sussman has built a foundation for growth through high-level talent and support services. We share similar philosophies on the importance of providing hands-on customized service to our clients, and doing so staffed with professionals who have deep, practical experience as either regulators or industry experts in each of their fields. Our staff is a critical component of service excellence and growth, and the marketplace itself is poised for growth with the government's focus on creating new regulations."
Regulatory Compliance's strong growth has been buttressed by key additions to the firm's executive ranks, including Mark Alcaide, MBA, CPA, to its management team as chief operating officer and chief financial officer. Alcaide brings more than 20 years of experience in operations and finance in the financial services industry. Seasoned sales executive Marcy Kalat has also joined the firm as West Coast director of sales, and additional compliance services and professional compliance staff has been added.
"Mark Alcaide joining Regulatory Compliance as COO adds to my confidence that the firm is poised to go to higher and higher growth levels," says Bauer. "The infrastructure and staff are in place to support expansion of the firm."
"Our substantially deepened capabilities and infrastructure investments allow us to bring enhanced services to additional clients," adds Alcaide. "In light of the increased level of SEC scrutiny of investment advisers and broker-dealers, we are perfectly positioned to help clients navigate these choppy waters."
An indication of the firm's growing presence in the industry is Regulatory Compliance recently being selected as a preferred compliance vendor by one of the nation's largest brokerage firms. The program includes nationally recognized providers in the financial services business and offers third-party compliance services to financial advisers.
"Our focus is on helping firms create a risk-based compliance culture to avoid regulatory issues," says Regulatory Compliance CEO Steve Sussman.
For more information on Regulatory Compliance Conference Unplugged, visit RCunplugged.com or contact Sarah Vaira at 603-216-8919 or [email protected] or visit RegulatoryCompliance.com.
About Regulatory Compliance
Regulatory Compliance brings 25 years of experience to assisting broker-dealers and investment advisers in meeting critical compliance requirements and regulatory filing deadlines. Our seasoned professionals are highly skilled in navigating the complex FINRA, SEC and state registration processes and keeping registered firms in compliance with securities regulations. Firms receive ongoing compliance support through our PartnerProgram, selecting the level of proactive support that best meets their needs - from testing and exams to FinOp services, compliance manuals, continuing education and more.
About Angell Pension Group
Founded in 1971 as an actuarial consulting firm, Angell Pension Group is one of the nation's oldest and largest third-party administration and compliance firms, providing services to more than 3,000 clients nationwide. The firm provides a full array of administrative, actuarial, Section 125 and nonqualified services, focusing on keeping clients' retirement and benefit programs in compliance. We seek out top-notch talent and hire only the best and brightest professionals who can provide outstanding client service. Expert planning, careful documentation, efficient management and compliance-related testing are our specialty, as we service the needs of qualified retirement plans through payroll integration.
Sarah Vaira, Operations Manager
SOURCE Regulatory Compliance
The 20th International Cloud Expo has announced that its Call for Papers is open. Cloud Expo, to be held June 6-8, 2017, at the Javits Center in New York City, brings together Cloud Computing, Big Data, Internet of Things, DevOps, Containers, Microservices and WebRTC to one location. With cloud computing driving a higher percentage of enterprise IT budgets every year, it becomes increasingly important to plant your flag in this fast-expanding business opportunity. Submit your speaking proposal ...
Apr. 27, 2017 10:45 AM EDT Reads: 1,233
SYS-CON Events announced today that SoftLayer, an IBM Company, has been named “Gold Sponsor” of SYS-CON's 18th Cloud Expo, which will take place on June 7-9, 2016, at the Javits Center in New York, New York. SoftLayer, an IBM Company, provides cloud infrastructure as a service from a growing number of data centers and network points of presence around the world. SoftLayer’s customers range from Web startups to global enterprises.
Apr. 27, 2017 10:45 AM EDT Reads: 2,191
Blockchain is a shared, secure record of exchange that establishes trust, accountability and transparency across supply chain networks. Supported by the Linux Foundation's open source, open-standards based Hyperledger Project, Blockchain has the potential to improve regulatory compliance, reduce cost and time for product recall as well as advance trade. Are you curious about Blockchain and how it can provide you with new opportunities for innovation and growth? In her session at 20th Cloud Exp...
Apr. 27, 2017 10:15 AM EDT Reads: 1,947
SYS-CON Events announced today that Hitachi, the leading provider the Internet of Things and Digital Transformation, will exhibit at SYS-CON's 20th International Cloud Expo®, which will take place on June 6-8, 2017, at the Javits Center in New York City, NY. Hitachi Data Systems, a wholly owned subsidiary of Hitachi, Ltd., offers an integrated portfolio of services and solutions that enable digital transformation through enhanced data management, governance, mobility and analytics. We help globa...
Apr. 27, 2017 10:15 AM EDT Reads: 2,410
Cloud promises the agility required by today’s digital businesses. As organizations adopt cloud based infrastructures and services, their IT resources become increasingly dynamic and hybrid in nature. Managing these require modern IT operations and tools. In his session at 20th Cloud Expo, Raj Sundaram, Senior Principal Product Manager at CA Technologies, will discuss how to modernize your IT operations in order to proactively manage your hybrid cloud and IT environments. He will be sharing be...
Apr. 27, 2017 10:00 AM EDT Reads: 617
Back in February of 2017, Andrew Clay Schafer of Pivotal tweeted the following: “seriously tho, the whole software industry is stuck on deployment when we desperately need architecture and telemetry.” Intrigue in a 140 characters. For me, I hear Andrew saying, “we’re jumping to step 5 before we’ve successfully completed steps 1-4.”
Apr. 27, 2017 09:45 AM EDT Reads: 1,818
In his keynote at 19th Cloud Expo, Sheng Liang, co-founder and CEO of Rancher Labs, discussed the technological advances and new business opportunities created by the rapid adoption of containers. With the success of Amazon Web Services (AWS) and various open source technologies used to build private clouds, cloud computing has become an essential component of IT strategy. However, users continue to face challenges in implementing clouds, as older technologies evolve and newer ones like Docker c...
Apr. 27, 2017 09:30 AM EDT Reads: 850
Five years ago development was seen as a dead-end career, now it’s anything but – with an explosion in mobile and IoT initiatives increasing the demand for skilled engineers. But apart from having a ready supply of great coders, what constitutes true ‘DevOps Royalty’? It’ll be the ability to craft resilient architectures, supportability, security everywhere across the software lifecycle. In his keynote at @DevOpsSummit at 20th Cloud Expo, Jeffrey Scheaffer, GM and SVP, Continuous Delivery Busine...
Apr. 27, 2017 09:30 AM EDT Reads: 992
NHK, Japan Broadcasting, will feature the upcoming @ThingsExpo Silicon Valley in a special 'Internet of Things' and smart technology documentary that will be filmed on the expo floor between November 3 to 5, 2015, in Santa Clara. NHK is the sole public TV network in Japan equivalent to the BBC in the UK and the largest in Asia with many award-winning science and technology programs. Japanese TV is producing a documentary about IoT and Smart technology and will be covering @ThingsExpo Silicon Val...
Apr. 27, 2017 09:15 AM EDT Reads: 650
The age of Digital Disruption is evolving into the next era – Digital Cohesion, an age in which applications securely self-assemble and deliver predictive services that continuously adapt to user behavior. Information from devices, sensors and applications around us will drive services seamlessly across mobile and fixed devices/infrastructure. This evolution is happening now in software defined services and secure networking. Four key drivers – Performance, Economics, Interoperability and Trust ...
Apr. 27, 2017 08:45 AM EDT Reads: 701
Apr. 27, 2017 08:45 AM EDT Reads: 1,230
DevOps is often described as a combination of technology and culture. Without both, DevOps isn't complete. However, applying the culture to outdated technology is a recipe for disaster; as response times grow and connections between teams are delayed by technology, the culture will die. A Nutanix Enterprise Cloud has many benefits that provide the needed base for a true DevOps paradigm. In his Day 3 Keynote at 20th Cloud Expo, Chris Brown, a Solutions Marketing Manager at Nutanix, will explore t...
Apr. 27, 2017 08:45 AM EDT Reads: 765
As pervasive as cloud technology is -- and as persuasive as the arguments are for using it -- the cloud has its limits. Some companies will always have security concerns about storing data in the cloud and certain high-transaction applications will always be better suited for on-premises storage. Those statements were among the bottom-line takeaways delivered at Cloud Expo this week, a three day, bi-annual event focused on cloud technologies, adoption and associated challenges.
Apr. 27, 2017 08:45 AM EDT Reads: 4,016
DevOps is often described as a combination of technology and culture. Without both, DevOps isn't complete. However, applying the culture to outdated technology is a recipe for disaster; as response times grow and connections between teams are delayed by technology, the culture will die. A Nutanix Enterprise Cloud has many benefits that provide the needed base for a true DevOps paradigm.
Apr. 27, 2017 08:00 AM EDT Reads: 988
SYS-CON Events announced today that Hitachi Data Systems, a wholly owned subsidiary of Hitachi LTD., will exhibit at SYS-CON's 20th International Cloud Expo®, which will take place on June 6-8, 2017, at the Javits Center in New York City. Hitachi Data Systems (HDS) will be featuring the Hitachi Content Platform (HCP) portfolio. This is the industry’s only offering that allows organizations to bring together object storage, file sync and share, cloud storage gateways, and sophisticated search an...
Apr. 27, 2017 08:00 AM EDT Reads: 618