Welcome!

News Feed Item

CFP Board Discloses Bankruptcies by CFP® Professionals

WASHINGTON, April 18, 2014 /PRNewswire-USNewswire/ -- Certified Financial Planner Board of Standards, Inc. announces today the names of CFP® professionals who have declared bankruptcy within the last five years and, under rules that took effect July 1, 2012, are not subject to disciplinary procedures but will have their bankruptcy disclosed.

CFP Board does not investigate, and the Disciplinary and Ethics Commission does not adjudicate, bankruptcy-only cases. Rather, CFP Board verifies the bankruptcy and notes the bankruptcy filing on the CFP® professional's public profile, which is available through the search functions on CFP Board's website. CFP Board will also share with consumers and other stakeholders who contact CFP Board regarding a CFP® professional's certification status the information in the CFP® professional's public profile, including identifying whether the CFP® professional has filed bankruptcy. All disclosures regarding a bankruptcy filed by a CFP® professional will remain on CFP Board's website for 10 years from the earlier of the date the CFP® professional disclosed the bankruptcy to CFP Board or the date CFP Board became aware of the bankruptcy.

The public may review an individual's bankruptcy information and certification status with CFP Board at www.CFP.net/search. For more detail regarding a CFP® professional's bankruptcy filing, please visit the U.S. Court's Public Access to Court Electronic Records ("PACER") website, which can be found at https://pacer.login.uscourts.gov/cgi-bin/login.pl?court_id=00pcl. Please note that you will be required to register and pay a nominal fee to view the information.

This disclosure of these names is made pursuant to CFP Board's rules regarding single-bankruptcy cases and covers the fourth quarter of 2013. The release of the information below does not constitute discipline of these individuals and is provided only for purpose of providing consumers with adequate information to make an informed decision with regard to engaging a CFP® professional to assist with financial decisions.


NAME

LOCATION

STATE

BANKRUPTCY TYPE

FILING DATE

Mr. Reid L. Allen

Sacramento

CA

Personal

March 2011

Mr. William H. Baker

Opelousas

LA

Personal

June 2012

Mr. William Larry Bendt

Charleston

SC

Personal

July 2009

Mr. Charles T. Black, Jr.

Orlando

FL

Personal

January 2012

Mr. Adam J. Brooks

Portland

OR

Personal

February 2013

Ms. Nancy Castile Callahan

San Jose

CA

Personal

September 2010

Mr. Zack Carnes

Atlanta

GA

Personal

January 2012

Mrs. Cindy Ann Carpenter

Phoenix

AZ

Personal

May 2009

Mr. Ronald Scott Chalmers

Ft. Myers

FL

Personal

June 2010

Mr. Benjamin L. Champion

Orlando

FL

Personal

August 2011

Mrs. Alicia K. Cole

Grand Rapids

MI

Personal

June 2011

Mr. Gregory D. Cook

Dayton

OH

Personal

May 2010

Mr. Benjamin L. Crawford, IV

Birmingham

AL

Personal

December 2009

Mr. Tiberio P. DeJulio

Atlanta

GA

Personal

March 2013

Mr. Dennis J. Demuth

Worchester

MA

Personal

October 2010

Mr. Jeffrey Edwards

Onalska

WA

Personal

December 2009

Mr. Brian D. Ellison

Flint

MI

Personal

December 2012

Mr. Ashley W. Folkes

Atlanta

GA

Personal

March 2010

Ms. Lorraine A. Gallagher

Joliet

IL

Personal

October 2012

Mrs. Jeri Margolis Glazer

Greenbelt

MD

Personal

March 2013

Mr. Andrei S. Hall

Santa Ana

CA

Personal

February 2011

Mr. Thomas J. Hatton

Tampa

FL

Personal

January 2013

Ms. Elizabeth F. Hicks

Newark

NJ

Personal

May 2011

Ms. Ethel A. Hillman

Atlanta

GA

Personal

July 2009

Mr. James B. Hoffman

Trenton

NJ

Personal

January 2011

Mr. Harold J. Hunt, Jr.

Baltimore

MD

Personal

April 2010

Mr. Edward C. Irwin

Detroit

MI

Personal

November 2012

Ms. Jean E. Kerr

Minneapolis

MN

Personal

December 2012

Ms. Jennifer L. Kilby

Cook County

IL

Personal

September 2010

Mr. Aaron D. Kolkman

Phoenix

AZ

Personal

November 2009

Mr. Henry E. Landa

Miami

FL

Personal

August 2013

Ms. Mary Katherine Mac Nee

Riverside

CA

Personal

December 2010

Mr. Mark J. Martin

Pittsburgh

PA

Personal

January 2013

Ms. Irene Maxwell

Oakland

CA

Personal

April 2012

Mr. Aleksandar Milic

Las Vegas

NV

Personal

November 2012

Mr. Anthony F. Morgillo

New Haven

CT

Personal

December 2011

Mr. Richard J. Morowczynski

Chicago

IL

Personal

June 2011

Ms. Shelly Nelson

Phoenix

AZ

Personal

July 2009

Mrs. Melissa Pearce

Santa Ana

CA

Personal

March 2009

Mr. Matthew Martin Puttroff

Denver

CO

Personal

September 2009

Ms. Durene Scott

Tampa

FL

Personal

December 2011

Mr. Patrick J. Sullivan

Clermont

OH

Personal

September 2012

Mr. Deshunnon L. Thomas

Atlanta

GA

Personal

December 2012

Mr. W. Travis Webb

Louisville

KY

Personal

September 2009

Mrs. Melissa A. Wieder

Indianapolis

IN

Personal

April 2012

Mr. Michael G. Wirtes

Riverside

CA

Personal

August 2010

Mr. Mark A. Witaschek

Washington

DC

Personal

January 2013

Ms. Pamela Zentko

Albany

NY

Personal

April 2010

ABOUT CFP BOARD
The mission of Certified Financial Planner Board of Standards, Inc. is to benefit the public by granting the CFP® certification and upholding it as the recognized standard of excellence for competent and ethical personal financial planning. The Board of Directors, in furthering CFP Board's mission, acts on behalf of the public, CFP® professionals and other stakeholders. CFP Board owns the certification marks CFP®, Certified Financial Planner™, CFP® (with plaque design) and CFP® (with flame design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.  CFP Board currently authorizes more than 69,000 individuals to use these marks in the U.S.

SOURCE Certified Financial Planner Board of Standards, Inc.

More Stories By PR Newswire

Copyright © 2007 PR Newswire. All rights reserved. Republication or redistribution of PRNewswire content is expressly prohibited without the prior written consent of PRNewswire. PRNewswire shall not be liable for any errors or delays in the content, or for any actions taken in reliance thereon.

Latest Stories
"At the keynote this morning we spoke about the value proposition of Nutanix, of having a DevOps culture and a mindset, and the business outcomes of achieving agility and scale, which everybody here is trying to accomplish," noted Mark Lavi, DevOps Solution Architect at Nutanix, in this SYS-CON.tv interview at @DevOpsSummit at 20th Cloud Expo, held June 6-8, 2017, at the Javits Center in New York City, NY.
"We're here to tell the world about our cloud-scale infrastructure that we have at Juniper combined with the world-class security that we put into the cloud," explained Lisa Guess, VP of Systems Engineering at Juniper Networks, in this SYS-CON.tv interview at 20th Cloud Expo, held June 6-8, 2017, at the Javits Center in New York City, NY.
Historically, some banking activities such as trading have been relying heavily on analytics and cutting edge algorithmic tools. The coming of age of powerful data analytics solutions combined with the development of intelligent algorithms have created new opportunities for financial institutions. In his session at 20th Cloud Expo, Sebastien Meunier, Head of Digital for North America at Chappuis Halder & Co., discussed how these tools can be leveraged to develop a lasting competitive advantage ...
As more and more companies are making the shift from on-premises to public cloud, the standard approach to DevOps is evolving. From encryption, compliance and regulations like GDPR, security in the cloud has become a hot topic. Many DevOps-focused companies have hired dedicated staff to fulfill these requirements, often creating further siloes, complexity and cost. This session aims to highlight existing DevOps cultural approaches, tooling and how security can be wrapped in every facet of the bu...
Docker containers have brought great opportunities to shorten the deployment process through continuous integration and the delivery of applications and microservices. This applies equally to enterprise data centers as well as the cloud. In his session at 20th Cloud Expo, Jari Kolehmainen, founder and CTO of Kontena, discussed solutions and benefits of a deeply integrated deployment pipeline using technologies such as container management platforms, Docker containers, and the drone.io Cl tool. H...
In his session at @ThingsExpo, Dr. Robert Cohen, an economist and senior fellow at the Economic Strategy Institute, presented the findings of a series of six detailed case studies of how large corporations are implementing IoT. The session explored how IoT has improved their economic performance, had major impacts on business models and resulted in impressive ROIs. The companies covered span manufacturing and services firms. He also explored servicification, how manufacturing firms shift from se...
Connecting to major cloud service providers is becoming central to doing business. But your cloud provider’s performance is only as good as your connectivity solution. Massive Networks will place you in the driver's seat by exposing how you can extend your LAN from any location to include any cloud platform through an advanced high-performance connection that is secure and dedicated to your business-critical data. In his session at 21st Cloud Expo, Paul Mako, CEO & CIO of Massive Networks, wil...
You know you need the cloud, but you’re hesitant to simply dump everything at Amazon since you know that not all workloads are suitable for cloud. You know that you want the kind of ease of use and scalability that you get with public cloud, but your applications are architected in a way that makes the public cloud a non-starter. You’re looking at private cloud solutions based on hyperconverged infrastructure, but you’re concerned with the limits inherent in those technologies.
The question before companies today is not whether to become intelligent, it’s a question of how and how fast. The key is to adopt and deploy an intelligent application strategy while simultaneously preparing to scale that intelligence. In her session at 21st Cloud Expo, Sangeeta Chakraborty, Chief Customer Officer at Ayasdi, will provide a tactical framework to become a truly intelligent enterprise, including how to identify the right applications for AI, how to build a Center of Excellence to ...
SYS-CON Events announced today that Massive Networks will exhibit at SYS-CON's 21st International Cloud Expo®, which will take place on Oct 31 – Nov 2, 2017, at the Santa Clara Convention Center in Santa Clara, CA. Massive Networks mission is simple. To help your business operate seamlessly with fast, reliable, and secure internet and network solutions. Improve your customer's experience with outstanding connections to your cloud.
DevOps is under attack because developers don’t want to mess with infrastructure. They will happily own their code into production, but want to use platforms instead of raw automation. That’s changing the landscape that we understand as DevOps with both architecture concepts (CloudNative) and process redefinition (SRE). Rob Hirschfeld’s recent work in Kubernetes operations has led to the conclusion that containers and related platforms have changed the way we should be thinking about DevOps and...
SYS-CON Events announced today that CAST Software will exhibit at SYS-CON's 21st International Cloud Expo®, which will take place on Oct 31 - Nov 2, 2017, at the Santa Clara Convention Center in Santa Clara, CA. CAST was founded more than 25 years ago to make the invisible visible. Built around the idea that even the best analytics on the market still leave blind spots for technical teams looking to deliver better software and prevent outages, CAST provides the software intelligence that matter ...
Given the popularity of the containers, further investment in the telco/cable industry is needed to transition existing VM-based solutions to containerized cloud native deployments. The networking architecture of the solution isolates the network traffic into different network planes (e.g., management, control, and media). This naturally makes support for multiple interfaces in container orchestration engines an indispensable requirement.
Everything run by electricity will eventually be connected to the Internet. Get ahead of the Internet of Things revolution and join Akvelon expert and IoT industry leader, Sergey Grebnov, in his session at @ThingsExpo, for an educational dive into the world of managing your home, workplace and all the devices they contain with the power of machine-based AI and intelligent Bot services for a completely streamlined experience.
Because IoT devices are deployed in mission-critical environments more than ever before, it’s increasingly imperative they be truly smart. IoT sensors simply stockpiling data isn’t useful. IoT must be artificially and naturally intelligent in order to provide more value In his session at @ThingsExpo, John Crupi, Vice President and Engineering System Architect at Greenwave Systems, will discuss how IoT artificial intelligence (AI) can be carried out via edge analytics and machine learning techn...