Welcome!

News Feed Item

CFP Board Discloses Bankruptcies by CFP® Professionals

WASHINGTON, April 18, 2014 /PRNewswire-USNewswire/ -- Certified Financial Planner Board of Standards, Inc. announces today the names of CFP® professionals who have declared bankruptcy within the last five years and, under rules that took effect July 1, 2012, are not subject to disciplinary procedures but will have their bankruptcy disclosed.

CFP Board does not investigate, and the Disciplinary and Ethics Commission does not adjudicate, bankruptcy-only cases. Rather, CFP Board verifies the bankruptcy and notes the bankruptcy filing on the CFP® professional's public profile, which is available through the search functions on CFP Board's website. CFP Board will also share with consumers and other stakeholders who contact CFP Board regarding a CFP® professional's certification status the information in the CFP® professional's public profile, including identifying whether the CFP® professional has filed bankruptcy. All disclosures regarding a bankruptcy filed by a CFP® professional will remain on CFP Board's website for 10 years from the earlier of the date the CFP® professional disclosed the bankruptcy to CFP Board or the date CFP Board became aware of the bankruptcy.

The public may review an individual's bankruptcy information and certification status with CFP Board at www.CFP.net/search. For more detail regarding a CFP® professional's bankruptcy filing, please visit the U.S. Court's Public Access to Court Electronic Records ("PACER") website, which can be found at https://pacer.login.uscourts.gov/cgi-bin/login.pl?court_id=00pcl. Please note that you will be required to register and pay a nominal fee to view the information.

This disclosure of these names is made pursuant to CFP Board's rules regarding single-bankruptcy cases and covers the fourth quarter of 2013. The release of the information below does not constitute discipline of these individuals and is provided only for purpose of providing consumers with adequate information to make an informed decision with regard to engaging a CFP® professional to assist with financial decisions.


NAME

LOCATION

STATE

BANKRUPTCY TYPE

FILING DATE

Mr. Reid L. Allen

Sacramento

CA

Personal

March 2011

Mr. William H. Baker

Opelousas

LA

Personal

June 2012

Mr. William Larry Bendt

Charleston

SC

Personal

July 2009

Mr. Charles T. Black, Jr.

Orlando

FL

Personal

January 2012

Mr. Adam J. Brooks

Portland

OR

Personal

February 2013

Ms. Nancy Castile Callahan

San Jose

CA

Personal

September 2010

Mr. Zack Carnes

Atlanta

GA

Personal

January 2012

Mrs. Cindy Ann Carpenter

Phoenix

AZ

Personal

May 2009

Mr. Ronald Scott Chalmers

Ft. Myers

FL

Personal

June 2010

Mr. Benjamin L. Champion

Orlando

FL

Personal

August 2011

Mrs. Alicia K. Cole

Grand Rapids

MI

Personal

June 2011

Mr. Gregory D. Cook

Dayton

OH

Personal

May 2010

Mr. Benjamin L. Crawford, IV

Birmingham

AL

Personal

December 2009

Mr. Tiberio P. DeJulio

Atlanta

GA

Personal

March 2013

Mr. Dennis J. Demuth

Worchester

MA

Personal

October 2010

Mr. Jeffrey Edwards

Onalska

WA

Personal

December 2009

Mr. Brian D. Ellison

Flint

MI

Personal

December 2012

Mr. Ashley W. Folkes

Atlanta

GA

Personal

March 2010

Ms. Lorraine A. Gallagher

Joliet

IL

Personal

October 2012

Mrs. Jeri Margolis Glazer

Greenbelt

MD

Personal

March 2013

Mr. Andrei S. Hall

Santa Ana

CA

Personal

February 2011

Mr. Thomas J. Hatton

Tampa

FL

Personal

January 2013

Ms. Elizabeth F. Hicks

Newark

NJ

Personal

May 2011

Ms. Ethel A. Hillman

Atlanta

GA

Personal

July 2009

Mr. James B. Hoffman

Trenton

NJ

Personal

January 2011

Mr. Harold J. Hunt, Jr.

Baltimore

MD

Personal

April 2010

Mr. Edward C. Irwin

Detroit

MI

Personal

November 2012

Ms. Jean E. Kerr

Minneapolis

MN

Personal

December 2012

Ms. Jennifer L. Kilby

Cook County

IL

Personal

September 2010

Mr. Aaron D. Kolkman

Phoenix

AZ

Personal

November 2009

Mr. Henry E. Landa

Miami

FL

Personal

August 2013

Ms. Mary Katherine Mac Nee

Riverside

CA

Personal

December 2010

Mr. Mark J. Martin

Pittsburgh

PA

Personal

January 2013

Ms. Irene Maxwell

Oakland

CA

Personal

April 2012

Mr. Aleksandar Milic

Las Vegas

NV

Personal

November 2012

Mr. Anthony F. Morgillo

New Haven

CT

Personal

December 2011

Mr. Richard J. Morowczynski

Chicago

IL

Personal

June 2011

Ms. Shelly Nelson

Phoenix

AZ

Personal

July 2009

Mrs. Melissa Pearce

Santa Ana

CA

Personal

March 2009

Mr. Matthew Martin Puttroff

Denver

CO

Personal

September 2009

Ms. Durene Scott

Tampa

FL

Personal

December 2011

Mr. Patrick J. Sullivan

Clermont

OH

Personal

September 2012

Mr. Deshunnon L. Thomas

Atlanta

GA

Personal

December 2012

Mr. W. Travis Webb

Louisville

KY

Personal

September 2009

Mrs. Melissa A. Wieder

Indianapolis

IN

Personal

April 2012

Mr. Michael G. Wirtes

Riverside

CA

Personal

August 2010

Mr. Mark A. Witaschek

Washington

DC

Personal

January 2013

Ms. Pamela Zentko

Albany

NY

Personal

April 2010

ABOUT CFP BOARD
The mission of Certified Financial Planner Board of Standards, Inc. is to benefit the public by granting the CFP® certification and upholding it as the recognized standard of excellence for competent and ethical personal financial planning. The Board of Directors, in furthering CFP Board's mission, acts on behalf of the public, CFP® professionals and other stakeholders. CFP Board owns the certification marks CFP®, Certified Financial Planner™, CFP® (with plaque design) and CFP® (with flame design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.  CFP Board currently authorizes more than 69,000 individuals to use these marks in the U.S.

SOURCE Certified Financial Planner Board of Standards, Inc.

More Stories By PR Newswire

Copyright © 2007 PR Newswire. All rights reserved. Republication or redistribution of PRNewswire content is expressly prohibited without the prior written consent of PRNewswire. PRNewswire shall not be liable for any errors or delays in the content, or for any actions taken in reliance thereon.

Latest Stories
In his keynote at 19th Cloud Expo, Sheng Liang, co-founder and CEO of Rancher Labs, discussed the technological advances and new business opportunities created by the rapid adoption of containers. With the success of Amazon Web Services (AWS) and various open source technologies used to build private clouds, cloud computing has become an essential component of IT strategy. However, users continue to face challenges in implementing clouds, as older technologies evolve and newer ones like Docker c...
In IT, we sometimes coin terms for things before we know exactly what they are and how they’ll be used. The resulting terms may capture a common set of aspirations and goals – as “cloud” did broadly for on-demand, self-service, and flexible computing. But such a term can also lump together diverse and even competing practices, technologies, and priorities to the point where important distinctions are glossed over and lost.
When shopping for a new data processing platform for IoT solutions, many development teams want to be able to test-drive options before making a choice. Yet when evaluating an IoT solution, it’s simply not feasible to do so at scale with physical devices. Building a sensor simulator is the next best choice; however, generating a realistic simulation at very high TPS with ease of configurability is a formidable challenge. When dealing with multiple application or transport protocols, you would be...
Personalization has long been the holy grail of marketing. Simply stated, communicate the most relevant offer to the right person and you will increase sales. To achieve this, you must understand the individual. Consequently, digital marketers developed many ways to gather and leverage customer information to deliver targeted experiences. In his session at @ThingsExpo, Lou Casal, Founder and Principal Consultant at Practicala, discussed how the Internet of Things (IoT) has accelerated our abilit...
As organizations shift towards IT-as-a-service models, the need for managing and protecting data residing across physical, virtual, and now cloud environments grows with it. Commvault can ensure protection, access and E-Discovery of your data – whether in a private cloud, a Service Provider delivered public cloud, or a hybrid cloud environment – across the heterogeneous enterprise. In his general session at 18th Cloud Expo, Randy De Meno, Chief Technologist - Windows Products and Microsoft Part...
Data is the fuel that drives the machine learning algorithmic engines and ultimately provides the business value. In his session at Cloud Expo, Ed Featherston, a director and senior enterprise architect at Collaborative Consulting, discussed the key considerations around quality, volume, timeliness, and pedigree that must be dealt with in order to properly fuel that engine.
Two weeks ago (November 3-5), I attended the Cloud Expo Silicon Valley as a speaker, where I presented on the security and privacy due diligence requirements for cloud solutions. Cloud security is a topical issue for every CIO, CISO, and technology buyer. Decision-makers are always looking for insights on how to mitigate the security risks of implementing and using cloud solutions. Based on the presentation topics covered at the conference, as well as the general discussions heard between sessio...
Dion Hinchcliffe is an internationally recognized digital expert, bestselling book author, frequent keynote speaker, analyst, futurist, and transformation expert based in Washington, DC. He is currently Chief Strategy Officer at the industry-leading digital strategy and online community solutions firm, 7Summits.
Detecting internal user threats in the Big Data eco-system is challenging and cumbersome. Many organizations monitor internal usage of the Big Data eco-system using a set of alerts. This is not a scalable process given the increase in the number of alerts with the accelerating growth in data volume and user base. Organizations are increasingly leveraging machine learning to monitor only those data elements that are sensitive and critical, autonomously establish monitoring policies, and to detect...
In his session at 20th Cloud Expo, Scott Davis, CTO of Embotics, discussed how automation can provide the dynamic management required to cost-effectively deliver microservices and container solutions at scale. He also discussed how flexible automation is the key to effectively bridging and seamlessly coordinating both IT and developer needs for component orchestration across disparate clouds – an increasingly important requirement at today’s multi-cloud enterprise.
In his session at @DevOpsSummit at 20th Cloud Expo, Kelly Looney, director of DevOps consulting for Skytap, showed how an incremental approach to introducing containers into complex, distributed applications results in modernization with less risk and more reward. He also shared the story of how Skytap used Docker to get out of the business of managing infrastructure, and into the business of delivering innovation and business value. Attendees learned how up-front planning allows for a clean sep...
In his session at 20th Cloud Expo, Brad Winett, Senior Technologist for DDN Storage, will present several current, end-user environments that are using object storage at scale for cloud deployments including private cloud and cloud providers. Details on the top considerations of features and functions for selecting object storage will be included. Brad will also touch on recent developments in tiering technologies that deliver single solution and an end-user view of data across files and objects...
In his session at @ThingsExpo, Arvind Radhakrishnen discussed how IoT offers new business models in banking and financial services organizations with the capability to revolutionize products, payments, channels, business processes and asset management built on strong architectural foundation. The following topics were covered: How IoT stands to impact various business parameters including customer experience, cost and risk management within BFS organizations.
Given the popularity of the containers, further investment in the telco/cable industry is needed to transition existing VM-based solutions to containerized cloud native deployments. The networking architecture of the solution isolates the network traffic into different network planes (e.g., management, control, and media). This naturally makes support for multiple interfaces in container orchestration engines an indispensable requirement.
"I will be talking about ChatOps and ChatOps as a way to solve some problems in the DevOps space," explained Himanshu Chhetri, CTO of Addteq, in this SYS-CON.tv interview at @DevOpsSummit at 20th Cloud Expo, held June 6-8, 2017, at the Javits Center in New York City, NY.