Welcome!

News Feed Item

CFP Board Discloses Bankruptcies by CFP® Professionals

WASHINGTON, April 18, 2014 /PRNewswire-USNewswire/ -- Certified Financial Planner Board of Standards, Inc. announces today the names of CFP® professionals who have declared bankruptcy within the last five years and, under rules that took effect July 1, 2012, are not subject to disciplinary procedures but will have their bankruptcy disclosed.

CFP Board does not investigate, and the Disciplinary and Ethics Commission does not adjudicate, bankruptcy-only cases. Rather, CFP Board verifies the bankruptcy and notes the bankruptcy filing on the CFP® professional's public profile, which is available through the search functions on CFP Board's website. CFP Board will also share with consumers and other stakeholders who contact CFP Board regarding a CFP® professional's certification status the information in the CFP® professional's public profile, including identifying whether the CFP® professional has filed bankruptcy. All disclosures regarding a bankruptcy filed by a CFP® professional will remain on CFP Board's website for 10 years from the earlier of the date the CFP® professional disclosed the bankruptcy to CFP Board or the date CFP Board became aware of the bankruptcy.

The public may review an individual's bankruptcy information and certification status with CFP Board at www.CFP.net/search. For more detail regarding a CFP® professional's bankruptcy filing, please visit the U.S. Court's Public Access to Court Electronic Records ("PACER") website, which can be found at https://pacer.login.uscourts.gov/cgi-bin/login.pl?court_id=00pcl. Please note that you will be required to register and pay a nominal fee to view the information.

This disclosure of these names is made pursuant to CFP Board's rules regarding single-bankruptcy cases and covers the fourth quarter of 2013. The release of the information below does not constitute discipline of these individuals and is provided only for purpose of providing consumers with adequate information to make an informed decision with regard to engaging a CFP® professional to assist with financial decisions.


NAME

LOCATION

STATE

BANKRUPTCY TYPE

FILING DATE

Mr. Reid L. Allen

Sacramento

CA

Personal

March 2011

Mr. William H. Baker

Opelousas

LA

Personal

June 2012

Mr. William Larry Bendt

Charleston

SC

Personal

July 2009

Mr. Charles T. Black, Jr.

Orlando

FL

Personal

January 2012

Mr. Adam J. Brooks

Portland

OR

Personal

February 2013

Ms. Nancy Castile Callahan

San Jose

CA

Personal

September 2010

Mr. Zack Carnes

Atlanta

GA

Personal

January 2012

Mrs. Cindy Ann Carpenter

Phoenix

AZ

Personal

May 2009

Mr. Ronald Scott Chalmers

Ft. Myers

FL

Personal

June 2010

Mr. Benjamin L. Champion

Orlando

FL

Personal

August 2011

Mrs. Alicia K. Cole

Grand Rapids

MI

Personal

June 2011

Mr. Gregory D. Cook

Dayton

OH

Personal

May 2010

Mr. Benjamin L. Crawford, IV

Birmingham

AL

Personal

December 2009

Mr. Tiberio P. DeJulio

Atlanta

GA

Personal

March 2013

Mr. Dennis J. Demuth

Worchester

MA

Personal

October 2010

Mr. Jeffrey Edwards

Onalska

WA

Personal

December 2009

Mr. Brian D. Ellison

Flint

MI

Personal

December 2012

Mr. Ashley W. Folkes

Atlanta

GA

Personal

March 2010

Ms. Lorraine A. Gallagher

Joliet

IL

Personal

October 2012

Mrs. Jeri Margolis Glazer

Greenbelt

MD

Personal

March 2013

Mr. Andrei S. Hall

Santa Ana

CA

Personal

February 2011

Mr. Thomas J. Hatton

Tampa

FL

Personal

January 2013

Ms. Elizabeth F. Hicks

Newark

NJ

Personal

May 2011

Ms. Ethel A. Hillman

Atlanta

GA

Personal

July 2009

Mr. James B. Hoffman

Trenton

NJ

Personal

January 2011

Mr. Harold J. Hunt, Jr.

Baltimore

MD

Personal

April 2010

Mr. Edward C. Irwin

Detroit

MI

Personal

November 2012

Ms. Jean E. Kerr

Minneapolis

MN

Personal

December 2012

Ms. Jennifer L. Kilby

Cook County

IL

Personal

September 2010

Mr. Aaron D. Kolkman

Phoenix

AZ

Personal

November 2009

Mr. Henry E. Landa

Miami

FL

Personal

August 2013

Ms. Mary Katherine Mac Nee

Riverside

CA

Personal

December 2010

Mr. Mark J. Martin

Pittsburgh

PA

Personal

January 2013

Ms. Irene Maxwell

Oakland

CA

Personal

April 2012

Mr. Aleksandar Milic

Las Vegas

NV

Personal

November 2012

Mr. Anthony F. Morgillo

New Haven

CT

Personal

December 2011

Mr. Richard J. Morowczynski

Chicago

IL

Personal

June 2011

Ms. Shelly Nelson

Phoenix

AZ

Personal

July 2009

Mrs. Melissa Pearce

Santa Ana

CA

Personal

March 2009

Mr. Matthew Martin Puttroff

Denver

CO

Personal

September 2009

Ms. Durene Scott

Tampa

FL

Personal

December 2011

Mr. Patrick J. Sullivan

Clermont

OH

Personal

September 2012

Mr. Deshunnon L. Thomas

Atlanta

GA

Personal

December 2012

Mr. W. Travis Webb

Louisville

KY

Personal

September 2009

Mrs. Melissa A. Wieder

Indianapolis

IN

Personal

April 2012

Mr. Michael G. Wirtes

Riverside

CA

Personal

August 2010

Mr. Mark A. Witaschek

Washington

DC

Personal

January 2013

Ms. Pamela Zentko

Albany

NY

Personal

April 2010

ABOUT CFP BOARD
The mission of Certified Financial Planner Board of Standards, Inc. is to benefit the public by granting the CFP® certification and upholding it as the recognized standard of excellence for competent and ethical personal financial planning. The Board of Directors, in furthering CFP Board's mission, acts on behalf of the public, CFP® professionals and other stakeholders. CFP Board owns the certification marks CFP®, Certified Financial Planner™, CFP® (with plaque design) and CFP® (with flame design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.  CFP Board currently authorizes more than 69,000 individuals to use these marks in the U.S.

SOURCE Certified Financial Planner Board of Standards, Inc.

More Stories By PR Newswire

Copyright © 2007 PR Newswire. All rights reserved. Republication or redistribution of PRNewswire content is expressly prohibited without the prior written consent of PRNewswire. PRNewswire shall not be liable for any errors or delays in the content, or for any actions taken in reliance thereon.

Latest Stories
DX World EXPO, LLC, a Lighthouse Point, Florida-based startup trade show producer and the creator of "DXWorldEXPO® - Digital Transformation Conference & Expo" has announced its executive management team. The team is headed by Levent Selamoglu, who has been named CEO. "Now is the time for a truly global DX event, to bring together the leading minds from the technology world in a conversation about Digital Transformation," he said in making the announcement.
"Space Monkey by Vivent Smart Home is a product that is a distributed cloud-based edge storage network. Vivent Smart Home, our parent company, is a smart home provider that places a lot of hard drives across homes in North America," explained JT Olds, Director of Engineering, and Brandon Crowfeather, Product Manager, at Vivint Smart Home, in this SYS-CON.tv interview at @ThingsExpo, held Oct 31 – Nov 2, 2017, at the Santa Clara Convention Center in Santa Clara, CA.
SYS-CON Events announced today that Conference Guru has been named “Media Sponsor” of the 22nd International Cloud Expo, which will take place on June 5-7, 2018, at the Javits Center in New York, NY. A valuable conference experience generates new contacts, sales leads, potential strategic partners and potential investors; helps gather competitive intelligence and even provides inspiration for new products and services. Conference Guru works with conference organizers to pass great deals to gre...
DevOps is under attack because developers don’t want to mess with infrastructure. They will happily own their code into production, but want to use platforms instead of raw automation. That’s changing the landscape that we understand as DevOps with both architecture concepts (CloudNative) and process redefinition (SRE). Rob Hirschfeld’s recent work in Kubernetes operations has led to the conclusion that containers and related platforms have changed the way we should be thinking about DevOps and...
The Internet of Things will challenge the status quo of how IT and development organizations operate. Or will it? Certainly the fog layer of IoT requires special insights about data ontology, security and transactional integrity. But the developmental challenges are the same: People, Process and Platform. In his session at @ThingsExpo, Craig Sproule, CEO of Metavine, demonstrated how to move beyond today's coding paradigm and shared the must-have mindsets for removing complexity from the develop...
In his Opening Keynote at 21st Cloud Expo, John Considine, General Manager of IBM Cloud Infrastructure, led attendees through the exciting evolution of the cloud. He looked at this major disruption from the perspective of technology, business models, and what this means for enterprises of all sizes. John Considine is General Manager of Cloud Infrastructure Services at IBM. In that role he is responsible for leading IBM’s public cloud infrastructure including strategy, development, and offering m...
Companies are harnessing data in ways we once associated with science fiction. Analysts have access to a plethora of visualization and reporting tools, but considering the vast amount of data businesses collect and limitations of CPUs, end users are forced to design their structures and systems with limitations. Until now. As the cloud toolkit to analyze data has evolved, GPUs have stepped in to massively parallel SQL, visualization and machine learning.
The next XaaS is CICDaaS. Why? Because CICD saves developers a huge amount of time. CD is an especially great option for projects that require multiple and frequent contributions to be integrated. But… securing CICD best practices is an emerging, essential, yet little understood practice for DevOps teams and their Cloud Service Providers. The only way to get CICD to work in a highly secure environment takes collaboration, patience and persistence. Building CICD in the cloud requires rigorous ar...
"Evatronix provides design services to companies that need to integrate the IoT technology in their products but they don't necessarily have the expertise, knowledge and design team to do so," explained Adam Morawiec, VP of Business Development at Evatronix, in this SYS-CON.tv interview at @ThingsExpo, held Oct 31 – Nov 2, 2017, at the Santa Clara Convention Center in Santa Clara, CA.
To get the most out of their data, successful companies are not focusing on queries and data lakes, they are actively integrating analytics into their operations with a data-first application development approach. Real-time adjustments to improve revenues, reduce costs, or mitigate risk rely on applications that minimize latency on a variety of data sources. In his session at @BigDataExpo, Jack Norris, Senior Vice President, Data and Applications at MapR Technologies, reviewed best practices to ...
Widespread fragmentation is stalling the growth of the IIoT and making it difficult for partners to work together. The number of software platforms, apps, hardware and connectivity standards is creating paralysis among businesses that are afraid of being locked into a solution. EdgeX Foundry is unifying the community around a common IoT edge framework and an ecosystem of interoperable components.
"ZeroStack is a startup in Silicon Valley. We're solving a very interesting problem around bringing public cloud convenience with private cloud control for enterprises and mid-size companies," explained Kamesh Pemmaraju, VP of Product Management at ZeroStack, in this SYS-CON.tv interview at 21st Cloud Expo, held Oct 31 – Nov 2, 2017, at the Santa Clara Convention Center in Santa Clara, CA.
Large industrial manufacturing organizations are adopting the agile principles of cloud software companies. The industrial manufacturing development process has not scaled over time. Now that design CAD teams are geographically distributed, centralizing their work is key. With large multi-gigabyte projects, outdated tools have stifled industrial team agility, time-to-market milestones, and impacted P&L stakeholders.
"Akvelon is a software development company and we also provide consultancy services to folks who are looking to scale or accelerate their engineering roadmaps," explained Jeremiah Mothersell, Marketing Manager at Akvelon, in this SYS-CON.tv interview at 21st Cloud Expo, held Oct 31 – Nov 2, 2017, at the Santa Clara Convention Center in Santa Clara, CA.
Enterprises are adopting Kubernetes to accelerate the development and the delivery of cloud-native applications. However, sharing a Kubernetes cluster between members of the same team can be challenging. And, sharing clusters across multiple teams is even harder. Kubernetes offers several constructs to help implement segmentation and isolation. However, these primitives can be complex to understand and apply. As a result, it’s becoming common for enterprises to end up with several clusters. Thi...